Clinical Trials Compliance

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December 2006 Issue           (See Print Version)

Clinical Trials Compliance Office

CTC Newsletter Welcome MessageWelcome to the launching of the Clinical Trials Compliance website! As many of you know by now, the national climate of regulatory and law enforcement officials is currently focused on reducing fraud and abuse in research. Because the College of Medicine conducts the majority of clinical trials in the Health Science Center we have made a commitment to get out in front of this significant concern. The Clinical Trials Compliance Office was created to ensure that we comply with all federal and state regulations that govern our clinical trials research. Of special concern is the complexity of these rules as we interact with hospital services. There will be significant and necessary changes made over this next year as new required policies, procedures and materials are introduced. This website is one of several resources offered that will help us accomplish our goal.

Clinical Trial Improvement Campaign 2006

In August, 2006 the Ad Hoc Committee for the Clinical Trial Improvement Campaign kicked off with a loud bang! We are 54 members strong. Folks have joined the Committee from the University of Florida Health Science Center research administration, investigators, coordinators, grants personnel as well as from Shands Hospital and Faculty Group Practice administration, financial and billing personnel. The goals of the Committee include: Contributing to the building of a centralized system of procedures that are efficient, effective and supportive of our policy and standards; contribute to the building of a centralized system of procedures that permits us to track, report, self-evaluate and continually improve upon; and develop a closeout process that concludes our clinical trials in a clear and well-documented manner that demonstrates compliance with all applicable laws and regulations that pertain to clinical trials.

A big "thank you" goes out to all the Committee members for providing their valuable time, energy, comments and suggestions and especially for the profound dialogue that allows us to explore the multi-layered issues that concern us all. There is a lot more to come from this group so stay tuned!

GREAT JOB!

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We called for a "Town Meeting" April 8-9, 2006

Peter Pevonka & Yvonne Brinson Peter Pevonka & Yvonne Brinson

Did You Miss It?
The Town Meeting was a snapshot into the national climate of clinical trials fiscal compliance and an introduction to identify areas we would like to give attention to here at the University of Florida. [watch Video]

 

 

 

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Meet The Clinical Trials Compliance Team!


M. Peter PevonkaM. Peter Pevonka, MS, RPh, FAPhA
Senior Associate Dean Research Administration and
Compliance & Associate Vice President for Research


The Senior Associate Dean for Research Administration and Compliance provides oversight for research administration of the College of Medicine and coordinates the general research functions for the College of Medicine (COM) Dean's Office. The Sr. Assoc. Dean represents the COM on various institutional committees, and interprets federal, state, and private granting agency policies and procedures; and oversees COM matters pertaining to conflict of interest (financial and other), compliance with IACUC and IRB guidelines, and scientific integrity for the College.



Yvonne B. Brinson Yvonne B. Brinson, RN, MHSc
Director
Yvonne launched the new office of Clinical Trials Compliance in December, 2005. As the Director, she is charged with ensuring that the conduct of clinical trials complies with the laws and regulations that pertain to clinical trial fiscal activities. Yvonne began her nursing career in 1980, first as a critical care nurse and later as an air ambulance flight nurse. She transitioned to clinical trial research in 1986, as a study coordinator for industry-sponsored studies as well as NIH funded research. She served as the Project Director for the UF Clinical Center for the Women's Health Initiative (WHI), which was an NIH funded, $14M, 11-year study of postmenopausal women. Two clinical sites were established, in Gainesville and Jacksonville, and over 4800 study participants were enrolled. Her responsibilities included the overall management of operations, budget, facilities, and personnel for over 36 team members. She received her Masters in Health Science from NOVA Southeastern University in 2004. Yvonne's experience in clinical trials provides a broad perspective of the entire research process within the Health Science Center.




Felicia Fitzgerald, Auditor Felicia Fitzgerald
Auditor

Felicia joined the Clinical Trials Compliance Office in September, 2006. She is responsible for developing tracking and monitoring procedures for clinical trial fiscal activities and conducting routine compliance reviews to ensure institutional compliance policy and standards are met. Felicia began working at the University of Florida in 1999 in the Department of Molecular Genetics and Microbiology. She then held positions as a Grant Specialist for the UF Shands Cancer Center Clinical Trials Office, and as a Senior Grants Specialist in the Office of Engineering Research, College of Engineering. She is experienced in creating clinical trials budgets, negotiating with sponsors, handling fiscal activities in People Soft as well as reviewing and paying invoices involving hospital services. She is also experienced in originating new IRB submissions, preparing continuing renewals and managing the closeout of research studies.



Verlisa H. Ward, Assistant Verlisa H. Ward
Assistant
Verlisa joined the Clinical Trials Compliance Office in April, 2006. She is responsible for managing all of the daily office functions and services. Verlisa served in the United States Army for 6 years as a Sergeant where she was in charge of issuing Army supplies. She has been with the University of Florida since 2000, working in the Office of Graduate Minority Programs, University of Florida Research and Graduate Programs. Her work included supporting the office in its mission to contribute to campus diversity and increase the number of underrepresented graduate students at the University of Florida.

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CTC Question and Answer Corner

By Yvonne Brinson. You may send your questions or comments to the Office [verlisaw@dean.med.ufl.edu]

Q: What is the Office of Clinical Trials Compliance?
A: In December, 2005, the Clinical Trials Compliance Office was created to develop, coordinate, communicate, plan, implement, monitor, and report fiscal compliance policies, standards and processes for clinical trials research. We are charged with ensuring that the University of Florida, College of Medicine complies with all federal and state regulations that concern clinical trials. See more about the responsibilities of the Office.

Q: This is a really big job you intend on taking on, how long are your arms?
A: I hope they are long enough! But you bring up a good point. There are many areas for us to focus on when we discuss compliance issues in clinical trials, therefore right now we are concentrating to ensure that as an institution, we are following all the federal and state regulations regarding billing for services to the government and other 3rd party payers. There is often a misconception that this is a problem limited only for those who bill such as hospital billing personnel. Actually, in order to make sure billing is correct, the work has to begin during the Pre-Award phase at the University of Florida with our Investigators while they are contemplating starting a clinical trial. Please visit the Starting Out Right section of the website for more information on how to comply to these regulations.

Q: This website is complex and contains a lot of information we are responsible for knowing . How will we be able to figure all this new information out?
A: The website reflects how large and complex the clinical trial process really is. However, we have attempted to present the information systematically and offer as much clarity as possible by breaking down the process into Phases. The website is a work in progress. It will evolve as our clinical trials processes develop and mature. The website was also created to be a part of a much bigger communication effort. It is to be used in conjunction with the classes and certification process that will soon be offered as well as telephone and on-site individual assistance that our office is now offering.

Q: Are these new procedures being developed really going to help us or are they only adding more bureaucratic paperwork and will slowdown the process of conducting trials?
A: The new procedures will definitely help us follow the rules and avoid federal penalties. In terms of operations, initially, I think both will happen. Although the implementation of any new procedure can slow down the process at first, our goal is to make the process smoother in the long-run. The more complete our study set-up or pre-award phase is, the more efficient the study will be to conduct. One of our goals is to demonstrate that at UF we can comply with all the federal and state regulations in the most efficient and cost effective manner.

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Test Your Knowledge!

Listed below are additional questions. See if you know the answers.

Q: Will your office or the Research Administration and Compliance Office (RAC) determine financial feasibility?
Q: Are there different procedures to follow that depend on what type of clinical trial we plan to conduct?
Q. What is the National Coverage Decision?
Q: What do we do if the trial is not a qualifying trial according to the Center for Medicare and Medicaid Services (CMS) policies?
Q: What happens if the study loses money?
Q: Why do we need to submit an internal detailed budget, and what if our budget is different than the Sponsor's budget?

To find the answers to these questions and more, go to the FAQ Section.

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